Finbar Securities Corp., et al. (Receiver)

Robb Evans and Associates LLC, Receiver of Finbar Securities Corp., et al.

Order Approving Final Report and Final Accounting, Discharging Receiver and Granting Related Relief
Filed January 5, 2018

Notice of Motion and Motion for Order Approving Final Report and Final Accounting, Discharging Receiver and Granting Related Relief;
Memorandum of Points and Authorities in Support Thereof;
Declaration of Brick Kane in Support Thereof
Filed November 8, 2017

Orders Staying Orders of May 8, 2017
Filed May 24, 2017

Order Granting Receiver's Motions to Compel United States Of America to Comply with Stipulation Resolving Civil In Rem Forfeiture Actions, Three Final Consent Judgements of Forfeiture and Order Approving Stipulation;
Denying Government's Motion to Amend Final Judgement Pursuant to Rule 60(b)(6)
Filed May 8, 2017

Opposition to Motion to Amend Final Judgment Pursuant to Rule 60(b)(6) and Reply to Opposition to Motion to Compel United States of America to Comply with Stipulations and Consent Judgements;
Supplemental Declaration of Gary Owen Caris in Support Thereof;
Evidentiary Objections in Support Thereof;
Request for Judicial Notice in Support Thereof
Dated April 24, 2017

Government's Opposition to Motion to Compel Compliance with Various Stipulations and Orders; and
Cross-Motion for Relief from Judgement;
Declaration of AUSA Steven R. Welk
Filed April 17, 2017

Notice of Motion and Motion to Compel United States Of America to Comply with Stipulation Resolving Civil In Rem Forfeiture Actions, Three Final Consent Judgements of Forfeiture and Order Approving Stipulation;
Memorandum of Points and Authorities;
Declaration of Gary Owen Caris in Support Thereof;
Request for Judicial Notice in Support Thereof
Filed April 3, 2017

Order Granting Motion by Receiver for Order Approving and Authorizing Payment of Receivership Expenses from July 1, 2012 Through Closing of the Estate
Filed October 29, 2013

Notice of Motion and Motion by Receiver for Order Approving and Authorizing Payment of Receivership Expenses from July 1, 2012 Through Closing of the Estate;
Memorandum of Points and Authorities and
Declaration of Gary Owen Caris in Support Thereof;

Declaration of Brick Kane in Support Thereof
Filed October 18, 2013

Order Granting Motion by Receiver for Order Approving and Authorizing Payment of Receivership Expenses from January 1, 2012 Through June 30, 2012
Filed November 26, 2012

Notice of Hearing and of Motion by Receiver for Order Approving and Authorizing Payment of Receivership Expenses from January 1, 2012 Through June 30, 2012
Filed November 1, 2012

Notice of Motion and Motion by Receiver for Order Approving and Authorizing Payment of Receivership Expenses from January 1, 2012 Through June 30, 2012;
Memorandum of Points and Authorities and Declaration of Gary Owen Caris in Support Thereof;
Declaration of Brick Kane in Support Thereof

Filed November 1, 2012

Order Approving and Authorizing Payment of Receivership Expenses from February 1, 2010 Through December 31, 2011
Filed July 3, 2012

Notice of Hearing and of Motion by Receiver for Order Approving and Authorizing Payment of Receivership Expenses from February 1, 2010 Through December 31, 2011
Filed June 15, 2012

Notice of Motion and Motion by Receiver for Order Approving and Authorizing Payment of Receivership Expenses from February 1, 2010 Through December 31, 2011;
Memorandum of Points and Authorities and Declaration of Gary Owen Caris in Support Thereof;
Declaration of Brick Kane in Support Thereof

Filed June 15, 2012

Declaration of David S. Brown in Response to Order Requesting Further Status Report
Filed October 18, 2011

SEC Litigation Release
Dated March 1, 2011

Order Approving and Authorizing Payment of Receivership Expenses from Inception Through January 31, 2010
Filed August 11, 2010

Notice of Hearing on Motion by Receiver for Order Approving and Authorizing Payment of Receivership Expenses from Inception Through January 31, 2010
Filed July 16, 2010

Notice of Motion and Motion by Receiver for Order Approving and Authorizing Payment of Receivership Expenses from Inception Through January 31, 2010;
Memorandum of Points and Authorities and Declaration of Gary Owen Caris in Support Thereof;
Declaration of Brick Kane in Support Thereof

Filed July 16, 2010

Final Judgment of Monetary Relief Against Defendant Finbar Securities Corp.
Filed June 29, 2010

Order Re: Robert Tringham - Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions
Dated June 8, 2010

Notice of Entry of Judgement of Permanent Injunction and Other Relief Against Defendant Robert Tringham
Filed May 27, 2010

Report of Receiver's Activities and Financial Reconstruction of Sources and Uses of Funds
Filed May 17, 2010

Judgement of Permanent Injunction and Other Relief Against Defendant Robert Tringham
Filed May 11, 2010

US Department of Justice Press Release
Dated March 1, 2010

SEC Litigation Release
Dated June 29, 2009

Notice of Entry of Judgement of Permanent Injunction and Other Relief Against Defendant Finbar Securities Corp.
Filed June 15, 2009

Judgement of Permanent Injunction and Other Relief Against Defendant Finbar Securities Corp.
Filed June 12, 2009

News Article by Guardian News (UK)
Dated May 29, 2009

US Department of Justice Press Release
Dated May 27, 2009

Text of Indictment by Grand Jury

SEC Litigation Release
Dated May 7, 2009

Order Approving Stipulation and Authorizing Abandoment of Office Furniture and the Sale of Personal Property
Filed May 1, 2009

Order Appointing Permanent Receiver
Filed April 13, 2009

SEC Litigation Release
Dated April 7, 2009

Order Appointing Temporary Receiver
Filed April 3, 2009

SEC Complaint for Violations of the Securities Exchange Acts and for Violations of the Investment Advisors Act
Filed April 3, 2009

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