U.S. District Court Orders and other Court Filings

Robb Evans & Associates LLC Receiver of Lake Shore Asset Management Limited, et al.

Motion of Receiver for Order Authorizing Payment of Administrative Fees and Expenses Incurred for the Period February 1, 2014 Through March 31, 2017
Filed June 1, 2017

Order Authorizing Receiver to Make Fourth Interim Distribution
Filed September 29, 2016

Motion of Receiver for Authority to Make Fourth Interim Distribution
Filed September 26, 2016
(Para versión en español)
(中文請按此處)

Motion of Receiver for Order Authorizing Payment of Administrative Fees and Expenses Incurred for the Period January 1, 2013 Through March 31, 2014
Filed May 21, 2014

Order Authorizing Payment of Administrative Fees and Expenses Incurred for the Period Period April 1, 2012 Through December 31, 2012
Filed March 6, 2013

Motion of Receiver for Order Authorizing Payment of Administrative Fees and Expenses Incurred for the Period April 1, 2012 Through December 31, 2012
Filed February 13, 2013

Order Authorizing Payment of Administrative Fees and Expenses Incurred for the Period Period June 1, 2011 Through March 31, 2012
Filed June 19, 2012

Motion of Receiver for Order Authorizing Payment of Administrative Fees and Expenses Incurred for the Period June 1, 2011 Through March 31, 2012
Filed June 1, 2012

Order Approving Motion of Receiver for Authority to make Third Interim Distribution
Filed March 8, 2012

Notice of Motion of Receiver for Authority to Make Third Interim Distribution
Filed February 16, 2012

Motion of Receiver for Authority to Make Third Interim Distribution
Filed February 16, 2012
(Para versión en español)
(中文請按此處)

Notice of Motion for Renewed Application for Entry of a Default Judgment
Filed October 31, 2011

CFTC Renewed Application for Entry of a Default Judgment Order Resolving All Outstanding Issues, Including Imposition of Restitution and Civil Monetary Penalty
Filed October 31, 2011

Order Authorizing Payment of Administrative Fees and Expenses Incurred for the Period Period January 1, 2011 Through May 31, 2011
Filed August 15, 2011

Motion of Receiver for Order Authorizing Payment of Administrative Fees and Expenses Incurred for the Period January 1, 2011 Through May 31, 2011
Filed August 3, 2011

Order Authorizing Payment of Administrative Fees and Expenses Incurred for the Period June 1, 2010 Through December 31, 2010
Filed March 17, 2011

Motion of Receiver for Order Authorizing Payment of Administrative Fees and Expenses Incurred for the Period June 1, 2010 Through December 31, 2010
Filed March 8, 2011

Receiver's Motion for Entry of an Order Expanding Receivership to Include FTG Capital Canada, LTD
Filed December 28, 2010

Order Approving Motion of Receiver for Authority to make Second Interim Distribution
Filed November 18, 2010

Motion of Receiver for Authority to Make Second Interim Distribution
Filed October 26, 2010
(Para versión en español)
(中文請按此處)

Order Authorizing Payment of Administrative Fees and Expenses Incurred for the Period November 1, 2009 Through May 31, 2010
Filed August 24, 2010

Motion of Receiver for Order Authorizing Payment of Administrative Fees and Expenses Incurred for the Period November 1, 2009 Through May 31, 2010
Filed August 3, 2010

Order Approving Motion of Receiver to make Additional Distribution
Filed June 30, 2010

Motion of Receiver for Approval to make Additional Distribution
Filed May 24, 2010

Order Revising Prior Approval Granting the Receiver's Motion for Approval of a Proposed Distribution Plan
Filed March 26, 2010
(Para versión en español)
(中文請按此處)

Memorandum and Order: Granting the Receiver's Motion for Approval of a Proposed Distribution Plan
Filed March 15, 2010
(Para versión en español)
(中文請按此處)

Order Denying Late Claim Filing
Filed March 5, 2010

Order Authorizing Receiver to Provide Names and Addresses of Investors to the United States Attorney's Office
Filed February 5, 2010

Docket Entry Re: Status hearing reset to 3/2/2010
Filed January 8, 2010
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Order Authorizing Payment of Administrative Fees and Expenses Incurred for the Period April 1, 2009 Through October 31, 2009
Filed January 6, 2010

Motion of Receiver for Order Authorizing Payment of Administrative Fees and Expenses Incurred for the Period April 1, 2009 Through October 31, 2009
Filed December 21, 2009

Receiver’s Motion for Approval of Proposed Distribution Plan and Method Used in the Calculation of Disbursements to Investors
Filed October 30, 2009
(中文請按此處)

Docket Entry Re: Status hearing held on 10/20/2009
Filed October 20, 2009
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Order Approving Receiver’s Report of Approved Claim Amounts, Calculation of Claims, Disallowance of Certain Claims and Related Relief
Filed October 1, 2009
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Docket Entry Re: Motion of Receiver’s Report of Approved Claim Amounts and Motion for Approval of the Receiver’s Calculation of Claims and for Disallowance of Certain Claims is Taken Under Consideration
Filed September 10, 2009
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Docket Entry Re: Status hearing set for 9/3/2009 is reset to 9/15/2009
Filed September 1, 2009

Notice of Hearing on Receiver’s Report of Approved Claim Amounts and Motion for Approval of the Receiver’s Calculation of Claims and for Disallowance of Certain Claims
Filed August 5, 2009
(中文請按此處)

Receiver’s Report of Approved Claim Amounts and Motion for Approval of the Receiver’s Calculation of Claims and for Disallowance of Certain Claims
Filed August 5, 2009

Docket Entry Re: Admendment to Claims Verification Order
Filed July 20, 2009

Order Authorizing Payment of Administrative Fees and Expenses Incurred for the Period January 1, 2009 Through March 31, 2009
Filed July 8, 2009

Motion of Receiver for Order Authorizing Payment of Administrative Fees and Expenses Incurred for the Period January 1, 2009 Through March 31, 2009
Filed June 24, 2009

Order Authorizing Payment of Administrative Fees and Expenses Incurred for the Period September 1, 2008 Through December 31, 2008
Filed March 11, 2009

Notice of Hearing on Motion of Receiver for Order Authorizing Payment of Administrative Fees and Expenses
Filed February 20, 2009

Motion of Receiver for Order Authorizing Payment of Administrative Fees and Expenses Incurred for the Period September 1, 2008 Through December 31, 2008
Filed February 20, 2009

Order Authorizing Claims Verification Procedure
Filed January 30, 2009

Docket Entry Re: Status hearing set for 1/27/2009
Filed January 15, 2009

Motion of Receiver for Order Authorizing a Claims Verification Procedure
Filed December 30, 2008

Memorandum and Order: to Show Cause why Philip Baker, Lake Shore Limited's Managing Director, Principal and President should be held in Criminal Contempt of Court
Dated December 21, 2008

Motion of Receiver for Order Authorizing Payment of Administrative Fees and Expenses Incurred for the Period February 1, 2008 Through August 31, 2008
Filed November 4, 2008

Motion for Order Authorizing Issuance of a Receivership Certificate
Filed October 29, 2008

Default Judgment and Order of Permanent Injunction Against Philip J. Baker
Filed September 17, 2008

Memorandum and Order: Granting Motion by CFTC for Entry of Default Judgment Against Lake Shore Asset Management Limited
Filed June 10, 2008

Authorizing Payment of Administrative Fees and Expenses Incurred for the Period October 4, 2007 Through January 31, 2008
Filed May 1, 2008

Amended Order Appointing Receiver
Filed April 24, 2008

Notice of Motion and Motion for Order Authorizing Payment of Administrative Fees and Expenses Incurred for the Period October 4, 2007 Through January 31, 2008
Filed April 9, 2008

Second Amended Complaint for Injunctive and Other Equitable Relief and for Civil Monetary Penalties
Filed February 19, 2008

Docket Entry, Memorandum and Order: Order to Show Cause why this Matter should not be Referred to the U. S. Attorney for possible Criminal Contempt
Filed December 21, 2007

Memorandum and Order: Finding that Lake Shore Limited and Philip Baker are Jointly and Severally Liable for Civil Contempt Sanctions of $25,000 per day, Payable out of Non-Investor Funds
Filed December 10, 2007

Memorandum and Order: Finding that Philip Baker, Lake Shore Limited's Managing Director, Principal and President should be held in Civil Contempt of Court
Dated November 20, 2007

Docket Order: Finding that Lake Shore Limited and Foreign Affiliates Under Common Control are in Civil Contempt of Court based on their Failure to Comply with the Preliminary Injunction
Filed November 9, 2007

Docket Entry Re: Status of Lake Shore Limited's failure to produce documents
Filed November 6, 2007

Minute Order: Empowering the Receiver to Withdraw Litigation in England that was Filed by the Lake Shore Entities
Filed by the Lake Shore Entities

Ruling on Appeal by Lake Shore Asset Management Limited of Order Appointing Receiver
Dated October 15, 2007

Order Staying Appointing Receiver Pending Ruling by the U.S. Seventh Circuit on Appeal of Order Appointing Receiver
Dated October 4, 2007

Order Appointing Receiver
(指定接管人之裁定)
(Orden De Nombramiento Del Síndico)
Dated October 4, 2007

Memorandum and Order: CFTC's Motion for Appointment of a Receiver
Dated October 4, 2007

Memorandum and Order: CFTC's Motion for Preliminary Injunction is Granted in Part and Denied in Part
Filed August 28, 2007

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